Lie Algebras and Finite-Dimensional Representations

Job: structure of complex semisimple Lie algebras via roots and the Cartan–Weyl classification of finite-dimensional irreps — with \(\mathfrak{sl}_2\) as the universal local engine.

Core

Lie algebras

A Lie algebra over \(k\) (here \(k=\mathbb{C}\)) is a vector space \(\mathfrak{g}\) with bilinear bracket \([-,-]\) skew-symmetric satisfying Jacobi: $$ [x,[y,z]]+[y,[z,x]]+[z,[x,y]]=0. $$ Morphism: linear map preserving brackets. Representation: \(\rho:\mathfrak{g}\to\mathfrak{gl}(V)=\operatorname{End}(V)\) Lie homomorphism, i.e. \(\rho([x,y])=[\rho(x),\rho(y)]\). Equiv. \(U(\mathfrak{g})\)-module via universal enveloping algebra.

Ideal / type Definition
Ideal \(\mathfrak{i}\) \([\mathfrak{g},\mathfrak{i}]\subset\mathfrak{i}\)
Solvable derived series \(\mathfrak{g}^{(k)}=0\)
Nilpotent lower central series \(=0\)
Simple \([\mathfrak{g},\mathfrak{g}]\neq 0\), no nontrivial ideals
Semisimple \(0\) radical (max solvable ideal); equiv. \(\bigoplus\) simple

Killing form \(B(x,y)=\operatorname{tr}(\operatorname{ad}x\circ\operatorname{ad}y)\). Cartan’s criterion: \(\mathfrak{g}\) semisimple \(\Leftrightarrow B\) nondegenerate (char \(0\)).

\(\mathfrak{sl}_2\) — the atomic theory

\(\mathfrak{sl}_2=\mathfrak{sl}_2(\mathbb{C})=\{A\in M_2: \operatorname{tr} A=0\}\) with basis $$ h=\begin{pmatrix}1&0\0&-1\end{pmatrix},\quad e=\begin{pmatrix}0&1\0&0\end{pmatrix},\quad f=\begin{pmatrix}0&0\1&0\end{pmatrix}, $$ relations \([h,e]=2e\), \([h,f]=-2f\), \([e,f]=h\).

Theorem (finite-dim irreps of \(\mathfrak{sl}_2\)). For each integer \(n\ge 0\) there is a unique irrep \(V(n)\) of dim \(n+1\) with weights \(\{-n,-n+2,\ldots,n\}\) for \(h\) (eigenvalues), highest weight vector \(v\) with \(h\cdot v=nv\), \(e\cdot v=0\), and \(f^k v\) spanning. Every f.d. rep is completely reducible (semisimplicity of \(\mathfrak{sl}_2\) / Weyl).

Object Formula
Casimir \(C\) \(\frac{1}{2}h^2+ef+fe\); acts by \(\frac{n(n+2)}{2}\) on \(V(n)\)
Tensor $V(m)\otimes V(n)\cong\bigoplus_{k} V(

Every root \(\mathfrak{sl}_2\)-triple in a semisimple \(\mathfrak{g}\) reproduces this locally on weight spaces.

Cartan subalgebras and roots

\(\mathfrak{h}\subset\mathfrak{g}\) Cartan: nilpotent, self-normalizing (equiv. maximal toral in semisimple char \(0\)). For \(\mathfrak{g}\) semisimple f.d.: $$ \mathfrak{g}=\mathfrak{h}\oplus\bigoplus_{\alpha\in\Phi}\mathfrak{g}\alpha,\qquad \mathfrak{g}\alpha={x:[h,x]=\alpha(h)x\ \forall h\in\mathfrak{h}}, $$ \(\Phi\subset\mathfrak{h}^*\setminus\{0\}\) finite root system, each \(\dim\mathfrak{g}_\alpha=1\), and for \(\alpha\in\Phi\) there is \(h_\alpha\in\mathfrak{h}\) and \(\mathfrak{sl}_2\)-triple \((e_\alpha,h_\alpha,f_\alpha)\).

Root system axioms (abstract): \(\Phi\) finite spanning \(E=\mathbb{R}\Phi\), \(\alpha\in\Phi\Rightarrow -\alpha\in\Phi\), reflections \(s_\alpha(\beta)=\beta-\langle\beta,\alpha^\vee\rangle\alpha\) preserve \(\Phi\), \(\langle\beta,\alpha^\vee\rangle\in\mathbb{Z}\).

Data Role
Simple roots \(\Delta\) basis; positive roots \(\Phi^+\)
Weyl group \(W\) \(\langle s_\alpha\rangle\); finite reflection group
Cartan matrix \(A_{ij}=\langle\alpha_j,\alpha_i^\vee\rangle\)
Dynkin diagram encodes \(A\) up to iso

Classification (Cartan–Killing). Connected Dynkin diagrams: \(A_n,B_n,C_n,D_n,E_6,E_7,E_8,F_4,G_2\) — biject with simple complex Lie algebras.

Serre relations and Dynkin data

Given a Cartan matrix \(A=(A_{ij})_{1\le i,j\le\ell}\) of finite type, the corresponding semisimple Lie algebra is presented by generators \(e_i,f_i,h_i\) (\(i=1,\ldots,\ell\)) and the Serre relations:

Relation Formula
Cartan \([h_i,h_j]=0\), \([h_i,e_j]=A_{ji}e_j\), \([h_i,f_j]=-A_{ji}f_j\)
\(\mathfrak{sl}_2\) \([e_i,f_j]=\delta_{ij}h_i\)
Serre (nilpotency) \((\operatorname{ad} e_i)^{1-A_{ji}}e_j=0\), \((\operatorname{ad} f_i)^{1-A_{ji}}f_j=0\) for \(i\neq j\)

(Chevalley–Serre theorem: this presents the split semisimple Lie algebra with Cartan matrix \(A\).) The integers \(1-A_{ji}\in\{1,2,3,4\}\) match bond multiplicity in the Dynkin diagram.

Dynkin diagrams (connected, finite type) — one table.

Type Diagram (bonds) \(\dim\mathfrak{g}\) Rank \(\ell\) Classical realization
\(A_n\) (\(n\ge 1\)) \(\circ—\circ—\cdots—\circ\) (\(n\) nodes) \(n(n+2)\) \(n\) \(\mathfrak{sl}_{n+1}\)
\(B_n\) (\(n\ge 2\)) \(\circ—\cdots—\circ\Rightarrow\circ\) (double to short) \(n(2n+1)\) \(n\) \(\mathfrak{so}_{2n+1}\)
\(C_n\) (\(n\ge 3\)) \(\circ—\cdots—\circ\Leftarrow\circ\) (double to long) \(n(2n+1)\) \(n\) \(\mathfrak{sp}_{2n}\)
\(D_n\) (\(n\ge 4\)) \(\circ—\cdots—\circ\) with fork at end \(n(2n-1)\) \(n\) \(\mathfrak{so}_{2n}\)
\(G_2\) \(\circ\equiv\hspace{-0.4em}\equiv\hspace{-0.4em}\equiv\circ\) (triple) \(14\) \(2\) exceptional
\(F_4\) \(\circ—\circ\Rightarrow\circ—\circ\) \(52\) \(4\) exceptional
\(E_6\) branched \(E\) chain, arm length \(2\) \(78\) \(6\) exceptional
\(E_7\) branched \(E\) chain, arm length \(3\) \(133\) \(7\) exceptional
\(E_8\) branched \(E\) chain, arm length \(4\) \(248\) \(8\) exceptional

Single bonds: \(A_{ij}A_{ji}=1\); double: \(2\); triple: \(3\). Arrow (when drawn) points toward the shorter root. Cartan matrices are symmetrizable; \(B_n\) vs \(C_n\) swap long/short.

Weights and finite-dimensional modules

For \(\mathfrak{h}\)-diagonalizable action on \(V\): weight spaces \(V_\lambda=\{v:h\cdot v=\lambda(h)v\}\), \(\lambda\in\mathfrak{h}^*\). Highest weight \(\lambda\): \(V_\lambda\neq 0\) and \(\mathfrak{g}_\alpha\cdot V_\lambda=0\) all \(\alpha\in\Phi^+\).

Theorem (Cartan–Weyl). Finite-dimensional irreducible \(\mathfrak{g}\)-modules are classified by dominant integral weights \(\lambda\in\Lambda^+\): $$ \Lambda={\lambda\in\mathfrak{h}^*:\langle\lambda,\alpha^\vee\rangle\in\mathbb{Z}\ \forall\alpha\in\Phi},\qquad \Lambda^+={\lambda:\langle\lambda,\alpha^\vee\rangle\ge 0\ \forall\alpha\in\Delta}. $$ Unique irrep \(L(\lambda)\) with highest weight \(\lambda\); \(\dim L(\lambda)\) by Weyl dimension formula; character by Weyl character formula.

Complete reducibility (Weyl). Every f.d. representation of a semisimple \(\mathfrak{g}\) over char \(0\) is completely reducible (Casimir / unitary trick via compact form).

PBW. \(U(\mathfrak{g})\) has associated graded \(\operatorname{Sym}(\mathfrak{g})\); provides Verma modules \(M(\lambda)=U(\mathfrak{g})\otimes_{U(\mathfrak{b})}k_\lambda\) with simple heads \(L(\lambda)\).

See it

\(\mathfrak{sl}_n\) fundamentals. \(\mathfrak{h}=\) traceless diagonals; roots \(\varepsilon_i-\varepsilon_j\); fundamental weights \(\varpi_k\) correspond to \(\bigwedge^k\mathbb{C}^n\). Irrep of highest weight \(\varpi_1\) is the standard \(n\)-dimensional representation. Young diagrams label dominant weights for \(\mathfrak{sl}_n\) and give explicit constructions via Schur functors — dictionary between symmetric group reps (via Schur–Weyl) and \(\operatorname{GL}_n\) / \(\mathfrak{sl}_n\) reps.

Minuscule weights and exceptional groups. For \(E_6,E_7\), minuscule representations appear in algebraic geometry (Severi varieties) and Freudenthal’s magic square — root data control projective geometry of homogeneous spaces \(G/P\).

Check

Why are the only f.d. irreps of the Heisenberg algebra (or nontrivial nilpotent) non-faithful / why does complete reducibility fail for solvable \(\mathfrak{g}\)?

Lie’s theorem: over alg. closed char \(0\), f.d. irreps of solvable \(\mathfrak{g}\) are \(1\)-dimensional. Nonabelian nilpotent algebras cannot act faithfully irreducibly in finite dimension. Unipotent Jordan-type actions give nonsplit extensions (cf. \(\mathfrak{b}\subset\mathfrak{sl}_2\) Borel acting on \(V(n)\) with flags).

Sketch why \(\langle\lambda,\alpha^\vee\rangle\in\mathbb{Z}_{\ge 0}\) is necessary for \(L(\lambda)\) to be finite-dimensional.

Restrict to \(\mathfrak{sl}_2^{(\alpha)}\): the \(h_\alpha\)-string through highest weight must match \(V(n)\) with \(n=\langle\lambda,\alpha^\vee\rangle\ge 0\) integer; otherwise the \(\mathfrak{sl}_2\)-module generated is infinite-dimensional (Verma for \(\mathfrak{sl}_2\)).

Pitfalls

  • Real forms: classification above is over \(\mathbb{C}\); \(\mathfrak{su}(n)\) vs \(\mathfrak{sl}_n(\mathbb{R})\) have different unitary/representation theories.
  • Kac–Moody / infinite-dim: same root language, but f.d. reps rare; integrable highest weight modules replace \(L(\lambda)\).
  • Weights vs roots: roots are weights of the adjoint rep; not every weight is a root.
  • Cartan subalgebras are conjugate (char \(0\) f.d. semisimple) — root system independent of choice up to \(W\).

Refs

  • Humphreys, Introduction to Lie Algebras and Representation Theory
  • Fulton–Harris, Representation Theory
  • Hall, Lie Groups, Lie Algebras, and Representations
  • Bourbaki, Lie Groups and Lie Algebras (Ch. 4–6, root systems)

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