Lie Algebras and Finite-Dimensional Representations¶
Job: structure of complex semisimple Lie algebras via roots and the Cartan–Weyl classification of finite-dimensional irreps — with \(\mathfrak{sl}_2\) as the universal local engine.
Core¶
Lie algebras¶
A Lie algebra over \(k\) (here \(k=\mathbb{C}\)) is a vector space \(\mathfrak{g}\) with bilinear bracket \([-,-]\) skew-symmetric satisfying Jacobi: $$ [x,[y,z]]+[y,[z,x]]+[z,[x,y]]=0. $$ Morphism: linear map preserving brackets. Representation: \(\rho:\mathfrak{g}\to\mathfrak{gl}(V)=\operatorname{End}(V)\) Lie homomorphism, i.e. \(\rho([x,y])=[\rho(x),\rho(y)]\). Equiv. \(U(\mathfrak{g})\)-module via universal enveloping algebra.
| Ideal / type | Definition |
|---|---|
| Ideal \(\mathfrak{i}\) | \([\mathfrak{g},\mathfrak{i}]\subset\mathfrak{i}\) |
| Solvable | derived series \(\mathfrak{g}^{(k)}=0\) |
| Nilpotent | lower central series \(=0\) |
| Simple | \([\mathfrak{g},\mathfrak{g}]\neq 0\), no nontrivial ideals |
| Semisimple | \(0\) radical (max solvable ideal); equiv. \(\bigoplus\) simple |
Killing form \(B(x,y)=\operatorname{tr}(\operatorname{ad}x\circ\operatorname{ad}y)\). Cartan’s criterion: \(\mathfrak{g}\) semisimple \(\Leftrightarrow B\) nondegenerate (char \(0\)).
\(\mathfrak{sl}_2\) — the atomic theory¶
\(\mathfrak{sl}_2=\mathfrak{sl}_2(\mathbb{C})=\{A\in M_2: \operatorname{tr} A=0\}\) with basis $$ h=\begin{pmatrix}1&0\0&-1\end{pmatrix},\quad e=\begin{pmatrix}0&1\0&0\end{pmatrix},\quad f=\begin{pmatrix}0&0\1&0\end{pmatrix}, $$ relations \([h,e]=2e\), \([h,f]=-2f\), \([e,f]=h\).
Theorem (finite-dim irreps of \(\mathfrak{sl}_2\)). For each integer \(n\ge 0\) there is a unique irrep \(V(n)\) of dim \(n+1\) with weights \(\{-n,-n+2,\ldots,n\}\) for \(h\) (eigenvalues), highest weight vector \(v\) with \(h\cdot v=nv\), \(e\cdot v=0\), and \(f^k v\) spanning. Every f.d. rep is completely reducible (semisimplicity of \(\mathfrak{sl}_2\) / Weyl).
| Object | Formula |
|---|---|
| Casimir \(C\) | \(\frac{1}{2}h^2+ef+fe\); acts by \(\frac{n(n+2)}{2}\) on \(V(n)\) |
| Tensor | $V(m)\otimes V(n)\cong\bigoplus_{k} V( |
Every root \(\mathfrak{sl}_2\)-triple in a semisimple \(\mathfrak{g}\) reproduces this locally on weight spaces.
Cartan subalgebras and roots¶
\(\mathfrak{h}\subset\mathfrak{g}\) Cartan: nilpotent, self-normalizing (equiv. maximal toral in semisimple char \(0\)). For \(\mathfrak{g}\) semisimple f.d.: $$ \mathfrak{g}=\mathfrak{h}\oplus\bigoplus_{\alpha\in\Phi}\mathfrak{g}\alpha,\qquad \mathfrak{g}\alpha={x:[h,x]=\alpha(h)x\ \forall h\in\mathfrak{h}}, $$ \(\Phi\subset\mathfrak{h}^*\setminus\{0\}\) finite root system, each \(\dim\mathfrak{g}_\alpha=1\), and for \(\alpha\in\Phi\) there is \(h_\alpha\in\mathfrak{h}\) and \(\mathfrak{sl}_2\)-triple \((e_\alpha,h_\alpha,f_\alpha)\).
Root system axioms (abstract): \(\Phi\) finite spanning \(E=\mathbb{R}\Phi\), \(\alpha\in\Phi\Rightarrow -\alpha\in\Phi\), reflections \(s_\alpha(\beta)=\beta-\langle\beta,\alpha^\vee\rangle\alpha\) preserve \(\Phi\), \(\langle\beta,\alpha^\vee\rangle\in\mathbb{Z}\).
| Data | Role |
|---|---|
| Simple roots \(\Delta\) | basis; positive roots \(\Phi^+\) |
| Weyl group \(W\) | \(\langle s_\alpha\rangle\); finite reflection group |
| Cartan matrix | \(A_{ij}=\langle\alpha_j,\alpha_i^\vee\rangle\) |
| Dynkin diagram | encodes \(A\) up to iso |
Classification (Cartan–Killing). Connected Dynkin diagrams: \(A_n,B_n,C_n,D_n,E_6,E_7,E_8,F_4,G_2\) — biject with simple complex Lie algebras.
Serre relations and Dynkin data¶
Given a Cartan matrix \(A=(A_{ij})_{1\le i,j\le\ell}\) of finite type, the corresponding semisimple Lie algebra is presented by generators \(e_i,f_i,h_i\) (\(i=1,\ldots,\ell\)) and the Serre relations:
| Relation | Formula |
|---|---|
| Cartan | \([h_i,h_j]=0\), \([h_i,e_j]=A_{ji}e_j\), \([h_i,f_j]=-A_{ji}f_j\) |
| \(\mathfrak{sl}_2\) | \([e_i,f_j]=\delta_{ij}h_i\) |
| Serre (nilpotency) | \((\operatorname{ad} e_i)^{1-A_{ji}}e_j=0\), \((\operatorname{ad} f_i)^{1-A_{ji}}f_j=0\) for \(i\neq j\) |
(Chevalley–Serre theorem: this presents the split semisimple Lie algebra with Cartan matrix \(A\).) The integers \(1-A_{ji}\in\{1,2,3,4\}\) match bond multiplicity in the Dynkin diagram.
Dynkin diagrams (connected, finite type) — one table.
| Type | Diagram (bonds) | \(\dim\mathfrak{g}\) | Rank \(\ell\) | Classical realization |
|---|---|---|---|---|
| \(A_n\) (\(n\ge 1\)) | \(\circ—\circ—\cdots—\circ\) (\(n\) nodes) | \(n(n+2)\) | \(n\) | \(\mathfrak{sl}_{n+1}\) |
| \(B_n\) (\(n\ge 2\)) | \(\circ—\cdots—\circ\Rightarrow\circ\) (double to short) | \(n(2n+1)\) | \(n\) | \(\mathfrak{so}_{2n+1}\) |
| \(C_n\) (\(n\ge 3\)) | \(\circ—\cdots—\circ\Leftarrow\circ\) (double to long) | \(n(2n+1)\) | \(n\) | \(\mathfrak{sp}_{2n}\) |
| \(D_n\) (\(n\ge 4\)) | \(\circ—\cdots—\circ\) with fork at end | \(n(2n-1)\) | \(n\) | \(\mathfrak{so}_{2n}\) |
| \(G_2\) | \(\circ\equiv\hspace{-0.4em}\equiv\hspace{-0.4em}\equiv\circ\) (triple) | \(14\) | \(2\) | exceptional |
| \(F_4\) | \(\circ—\circ\Rightarrow\circ—\circ\) | \(52\) | \(4\) | exceptional |
| \(E_6\) | branched \(E\) chain, arm length \(2\) | \(78\) | \(6\) | exceptional |
| \(E_7\) | branched \(E\) chain, arm length \(3\) | \(133\) | \(7\) | exceptional |
| \(E_8\) | branched \(E\) chain, arm length \(4\) | \(248\) | \(8\) | exceptional |
Single bonds: \(A_{ij}A_{ji}=1\); double: \(2\); triple: \(3\). Arrow (when drawn) points toward the shorter root. Cartan matrices are symmetrizable; \(B_n\) vs \(C_n\) swap long/short.
Weights and finite-dimensional modules¶
For \(\mathfrak{h}\)-diagonalizable action on \(V\): weight spaces \(V_\lambda=\{v:h\cdot v=\lambda(h)v\}\), \(\lambda\in\mathfrak{h}^*\). Highest weight \(\lambda\): \(V_\lambda\neq 0\) and \(\mathfrak{g}_\alpha\cdot V_\lambda=0\) all \(\alpha\in\Phi^+\).
Theorem (Cartan–Weyl). Finite-dimensional irreducible \(\mathfrak{g}\)-modules are classified by dominant integral weights \(\lambda\in\Lambda^+\): $$ \Lambda={\lambda\in\mathfrak{h}^*:\langle\lambda,\alpha^\vee\rangle\in\mathbb{Z}\ \forall\alpha\in\Phi},\qquad \Lambda^+={\lambda:\langle\lambda,\alpha^\vee\rangle\ge 0\ \forall\alpha\in\Delta}. $$ Unique irrep \(L(\lambda)\) with highest weight \(\lambda\); \(\dim L(\lambda)\) by Weyl dimension formula; character by Weyl character formula.
Complete reducibility (Weyl). Every f.d. representation of a semisimple \(\mathfrak{g}\) over char \(0\) is completely reducible (Casimir / unitary trick via compact form).
PBW. \(U(\mathfrak{g})\) has associated graded \(\operatorname{Sym}(\mathfrak{g})\); provides Verma modules \(M(\lambda)=U(\mathfrak{g})\otimes_{U(\mathfrak{b})}k_\lambda\) with simple heads \(L(\lambda)\).
See it¶
\(\mathfrak{sl}_n\) fundamentals. \(\mathfrak{h}=\) traceless diagonals; roots \(\varepsilon_i-\varepsilon_j\); fundamental weights \(\varpi_k\) correspond to \(\bigwedge^k\mathbb{C}^n\). Irrep of highest weight \(\varpi_1\) is the standard \(n\)-dimensional representation. Young diagrams label dominant weights for \(\mathfrak{sl}_n\) and give explicit constructions via Schur functors — dictionary between symmetric group reps (via Schur–Weyl) and \(\operatorname{GL}_n\) / \(\mathfrak{sl}_n\) reps.
Minuscule weights and exceptional groups. For \(E_6,E_7\), minuscule representations appear in algebraic geometry (Severi varieties) and Freudenthal’s magic square — root data control projective geometry of homogeneous spaces \(G/P\).
Check¶
Why are the only f.d. irreps of the Heisenberg algebra (or nontrivial nilpotent) non-faithful / why does complete reducibility fail for solvable \(\mathfrak{g}\)?
Lie’s theorem: over alg. closed char \(0\), f.d. irreps of solvable \(\mathfrak{g}\) are \(1\)-dimensional. Nonabelian nilpotent algebras cannot act faithfully irreducibly in finite dimension. Unipotent Jordan-type actions give nonsplit extensions (cf. \(\mathfrak{b}\subset\mathfrak{sl}_2\) Borel acting on \(V(n)\) with flags).
Sketch why \(\langle\lambda,\alpha^\vee\rangle\in\mathbb{Z}_{\ge 0}\) is necessary for \(L(\lambda)\) to be finite-dimensional.
Restrict to \(\mathfrak{sl}_2^{(\alpha)}\): the \(h_\alpha\)-string through highest weight must match \(V(n)\) with \(n=\langle\lambda,\alpha^\vee\rangle\ge 0\) integer; otherwise the \(\mathfrak{sl}_2\)-module generated is infinite-dimensional (Verma for \(\mathfrak{sl}_2\)).
Pitfalls¶
- Real forms: classification above is over \(\mathbb{C}\); \(\mathfrak{su}(n)\) vs \(\mathfrak{sl}_n(\mathbb{R})\) have different unitary/representation theories.
- Kac–Moody / infinite-dim: same root language, but f.d. reps rare; integrable highest weight modules replace \(L(\lambda)\).
- Weights vs roots: roots are weights of the adjoint rep; not every weight is a root.
- Cartan subalgebras are conjugate (char \(0\) f.d. semisimple) — root system independent of choice up to \(W\).
Refs¶
- Humphreys, Introduction to Lie Algebras and Representation Theory
- Fulton–Harris, Representation Theory
- Hall, Lie Groups, Lie Algebras, and Representations
- Bourbaki, Lie Groups and Lie Algebras (Ch. 4–6, root systems)
Next¶
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