Algebraic Geometry: Foundations¶
Job: bridge classical varieties to scheme language — \(\operatorname{Spec}\), Zariski topology, morphisms, and the structure sheaf \(\mathcal{O}_X\).
Core¶
Varieties vs schemes (intuition)¶
| Classical variety (e.g. over \(\overline{k}\)) | Scheme |
|---|---|
| Zero set \(V(I)\subset\mathbb{A}^n\) or \(\mathbb{P}^n\) | Locally \(\operatorname{Spec} A\) for rings \(A\) |
| Points = closed points (max ideals, Nullstellensatz) | All primes; generic points, non-closed points |
| Reduced, irreducible components as sets | Allows nilpotents; structure sheaf carries multiplicity |
| Morphisms = polynomial maps | Morphisms of (locally) ringed spaces |
| Base field fixed | Relative geometry over any base \(S\) |
Nullstellensatz (Hilbert). \(k\) alg. closed: max ideals of \(k[x_1,\ldots,x_n]\) are \((x_1-a_1,\ldots,x_n-a_n)\); radical ideals \(\leftrightarrow\) algebraic sets. This identifies closed points of \(\mathbb{A}^n_k\) with \(k^n\).
Moral: varieties are schemes that are reduced, of finite type over an alg. closed field, and often separated/integral; schemes add arithmetic, families, and infinitesimal structure.
Spec as a space¶
For a commutative ring \(A\): $$ \operatorname{Spec} A = {\mathfrak{p}\subset A \text{ prime}}, $$ with closed sets \(V(I)=\{\mathfrak{p}:I\subset\mathfrak{p}\}\) (Zariski topology). Basis of opens: \(D(f)=\{\mathfrak{p}:f\notin\mathfrak{p}\}\).
| Feature | Meaning |
|---|---|
| Closed points | often max ideals (always if Jacobson, e.g. finite type over fields) |
| Generic point of \(V\) | prime corresponding to the ideal of an irreducible closed \(V\) |
| Specialization \(\mathfrak{p}\rightsquigarrow\mathfrak{q}\) | \(\mathfrak{p}\subset\mathfrak{q}\) (in closure) |
| Irreducible components | minimal primes; \(V(\mathfrak{p})\) for \(\mathfrak{p}\) min |
Functoriality. Ring map \(\varphi:A\to B\) induces continuous \(\operatorname{Spec}\varphi:\operatorname{Spec} B\to\operatorname{Spec} A\), \(\mathfrak{q}\mapsto\varphi^{-1}(\mathfrak{q})\). Contrariant equivalence (with sheaf data): affine schemes \(\simeq\) rings\(^{\mathrm{op}}\) (up to standard caveats of locally ringed maps).
Structure sheaf \(\mathcal{O}\) (sketch)¶
On \(D(f)\subset\operatorname{Spec} A\), set \(\mathcal{O}(D(f))=A_f\) (localization). This extends uniquely to a sheaf of rings on \(\operatorname{Spec} A\) with: $$ \mathcal{O}{\operatorname{Spec} A,\mathfrak{p}} = A)=A $$ (when }},\qquad \Gamma(\operatorname{Spec} A,\mathcal{O\(A\) is what it is — always for the standard construction). Stalks are local rings. A scheme is a ringed space locally isomorphic to \((\operatorname{Spec} A,\mathcal{O})\).
Quasi-coherent modules. An \(A\)-module \(M\) yields \(\widetilde{M}\) on \(\operatorname{Spec} A\) with \(\widetilde{M}(D(f))=M_f\). On affines, \(\operatorname{QCoh}(\operatorname{Spec} A)\simeq A\text{-Mod}\).
Zariski topology — working facts¶
- Not Hausdorff in interesting cases; quasi-compact opens \(D(f_1)\cup\cdots\cup D(f_n)\) relate to \(1\in(f_1,\ldots,f_n)\).
- Irreducible \(\Leftrightarrow\) generic point unique (for schemes: \(\operatorname{Spec} A\) irreducible \(\Leftrightarrow\) nilradical prime).
- Noetherian topological space if descending chain of closed sets stabilizes — follows when \(A\) Noetherian.
- Closed immersions \(\leftrightarrow\) \(A\to A/I\); open immersions to principal \(D(f)\) on affines.
Morphisms (first pass)¶
A morphism of schemes \(f:X\to Y\) is a morphism of locally ringed spaces: continuous map + sheaf map \(f^\sharp:\mathcal{O}_Y\to f_*\mathcal{O}_X\) such that on stalks \(f^\sharp_y:\mathcal{O}_{Y,f(y)}\to\mathcal{O}_{X,y}\) is a local homomorphism.
Affine case: \(\operatorname{Hom}_{\mathbf{Sch}}(\operatorname{Spec} B,\operatorname{Spec} A)\cong\operatorname{Hom}_{\mathbf{Ring}}(A,B)\).
| Construction | Affine description |
|---|---|
| Open immersion | localization / covering by \(D(f)\) |
| Closed immersion | \(A\to A/I\) |
| Base change | \(B\otimes_A C\) for \(\operatorname{Spec}\) maps |
| Fibers \(X_y\) | \(\operatorname{Spec}\kappa(y)\times_Y X\) |
Relative viewpoint: study \(X\to S\) (family), not absolute \(X\). Fibers and flatness control variation — see schemes.
Sheaves of modules (pointer)¶
Presheaf \(\mathcal{F}\) of \(\mathcal{O}_X\)-modules: \(\mathcal{F}(U)\) is an \(\mathcal{O}_X(U)\)-module, restriction compatible. Sheaf axiom: unique gluing on covers. Global sections \(\Gamma(X,-)\) left exact; derived functors \(H^i(X,-)\) — cohomology, homological algebra.
See it¶
Nodal cubic. \(C:y^2=x^2(x+1)\) in \(\mathbb{A}^2_k\) (\(k\) alg. closed, \(\operatorname{char}\neq 2\)). As a variety, \(C\) is irreducible with a node at origin. Scheme-theoretically, \(\mathcal{O}_{C,0}\) is not regular (embedding dimension 2, dimension 1). Normalization \(\widetilde{C}\to C\) is finite birational; \(\widetilde{C}\cong\mathbb{A}^1\) via parametrization. The conductor ideal and \(\delta\)-invariant live in the structure sheaves — invisible if one only tracks point-sets.
Arithmetic line. \(\operatorname{Spec}\mathbb{Z}\): closed points \((p)\), generic point \((0)\). A morphism \(X\to\operatorname{Spec}\mathbb{Z}\) is an arithmetic scheme; fiber over \((p)\) is reduction mod \(p\). No classical variety over a field captures this.
Check¶
Prove that \(D(f)\cap D(g)=D(fg)\) and that \(\{D(f)\}\) is a basis for the Zariski topology.
\(\mathfrak{p}\in D(f)\cap D(g)\Leftrightarrow f,g\notin\mathfrak{p}\Leftrightarrow fg\notin\mathfrak{p}\) (prime). Any open is complement of \(V(I)=\bigcap_{f\in I}V(f)\), so union of \(D(f)\) for \(f\in I\).
Why does a nonzero nilpotent in \(A\) not change the underlying topological space of \(\operatorname{Spec} A\) vs \(\operatorname{Spec} A_{\mathrm{red}}\)?
Primes of \(A\) biject with primes of \(A/\sqrt{0}\): every prime contains \(\sqrt{0}\). Topology via \(V(I)\) likewise factors through the radical. The structure sheaf changes: \(\Gamma(\operatorname{Spec} A,\mathcal{O})=A\) may have nilpotents.
Pitfalls¶
- Maximal spectrum \(\operatorname{mSpec}\) loses generic points; fiber dimension and specialization need full \(\operatorname{Spec}\).
- “Polynomial functions = global sections” fails on non-affine varieties (\(H^0(\mathbb{P}^n,\mathcal{O})=\text{const}\)).
- Local homomorphism condition on morphisms is not automatic from continuous + ring maps on opens; it enforces “points map to points with residue field extensions,” not weird stalk maps.
- Irreducible \(\neq\) connected; integral = reduced + irreducible.
Refs¶
- Atiyah–Macdonald, Introduction to Commutative Algebra
- Hartshorne, Algebraic Geometry (I–II)
- Mumford, The Red Book of Varieties and Schemes
- Eisenbud–Harris, The Geometry of Schemes
Next¶
Schemes · Cohomology · AG index · Rings and fields · Modules · Category theory