Gromov–Witten Invariants and Quantum Cohomology¶
Job: develop the moduli of stable maps with the virtual fundamental class, the Gromov–Witten invariants and the quantum cohomology / Frobenius manifold, and the mirror theorem (Givental / Lian–Liu–Yau) with the quintic genus-0 curve counts as the worked example.
Core¶
Moduli of stable maps¶
For a smooth projective variety \(X\) and a class \(\beta\in H_2(X,\mathbb{Z})\), the Deligne–Mumford–Knudsen moduli stack \(\overline{M}_{g,n}(X,\beta)\) is the stack of stable maps \(f:(C,p_1,\dots,p_n)\to X\) from an \(n\)-pointed genus-\(g\) (nodal, projective, connected) curve \(C\) to \(X\) with \(f_*[C]=\beta\), where stable means the automorphism group of \((C,p_1,\dots,p_n,f)\) is finite (equivalently every genus-0 component has \(\ge3\) special points and every genus-1 component has \(\ge1\)). The stack is a proper Deligne–Mumford stack (properness = the stable reduction theorem; Deligne–Mumford from the unramified deformation theory).
| Data | Description |
|---|---|
| \(\overline{M}_{g,n}(X,\beta)\) | stable maps \(f:(C,p_1,\dots,p_n)\to X\), \(f_*[C]=\beta\), stable |
| Stability | finite automorphism group; equivalently \(\#\)special points \(\ge3\) on genus-0 components |
| Boundary strata | nodal curves: the gluing \(M_{g,n}(X,\beta)\supset\bigcup \overline{M}_{g_1,n_1+1}(X,\beta_1)\times_{X}\overline{M}_{g_2,n_2+1}(X,\beta_2)\) (\(\beta_1+\beta_2=\beta\)); the splitting principle |
| Evaluation | \(\mathrm{ev}_i:\overline{M}_{g,n}(X,\beta)\to X\), \(\mathrm{ev}_i(f)=f(p_i)\) |
| Psi-class | \(\psi_i\in H^2(\overline{M}_{g,n}(X,\beta))\) the first Chern class of the cotangent line \(\mathbb{L}_i\) at \(p_i\) (the cotangent to \(C\) at \(p_i\)) |
The virtual fundamental class¶
The moduli \(\overline{M}_{g,n}(X,\beta)\) has the wrong dimension in general — the deformation theory is obstructed (the tangent-obstruction theory \(R^\bullet\pi_*f^*TX\) has \(H^1(C,f^*TX)\) the obstructions). The virtual fundamental class corrects this.
Theorem (Li–Tian; Behrend–Fantechi). There is a canonical virtual fundamental class $$ [\overline{M}{g,n}(X,\beta)]^{\mathrm{vir}}\in H) $$ of (real) dimension }}(\overline{M}_{g,n}(X,\beta),\mathbb{Q\(\mathrm{vdim}=(\dim_\mathbb{C}X-3)(1-g)+\int_\beta c_1(TX)+n\), constructed via the perfect obstruction theory \(E^\bullet\to\mathbb{L}_{\overline{M}}\) (the cotangent complex) with \(E^\bullet=(R\pi_*f^*TX)^\vee\), and the intrinsic normal cone (Behrend–Fantechi). The VFC reduces to the ordinary fundamental class when the moduli is smooth of the expected dimension.
The construction: the perfect obstruction theory gives a cone \(C_{\overline{M}}\subset E_1\) (the intrinsic normal cone in the vector bundle \(E_1=H^1(C,f^*TX)^\vee\)), and the VFC is the refined Gysell pullback of \([C_{\overline{M}}]\) along the zero section \(0:E_1\to\overline{M}\). The virtual dimension is \(\mathrm{rk}(E^\vee)-\mathrm{rk}(E^\bullet)\).
Gromov–Witten invariants¶
The (descendant) Gromov–Witten invariants are $$ \langle\tau_{a_1}(\gamma_1)\cdots\tau_{a_n}(\gamma_n)\rangle_{g,\beta}=\int_{[\overline{M}{g,n}(X,\beta)]^{\mathrm{vir}}}\prod_i^}^n\mathrm{ev(\gamma_i)\,\psi_i^{a_i},\qquad \gamma_i\in H^(X),\ a_i\ge0. $$ The primary invariants are \(a_i=0\). The genus-0 three-point invariants \(\langle\gamma_i,\gamma_j,\gamma_k\rangle_{0,\beta}=\int_{[\overline{M}_{0,3}(X,\beta)]^{\mathrm{vir}}}\mathrm{ev}_1^*\gamma_i\,\mathrm{ev}_2^*\gamma_j\,\mathrm{ev}_3^*\gamma_k\) define the quantum product. The invariants are rational numbers in general (the VFC is in \(\mathbb{Q}\)-homology); they count (with virtual multiplicity) the curves of class \(\beta\) passing through cycles \(\gamma_i\) with the descendant conditions.
Quantum cohomology¶
The small quantum cohomology is $$ QH^(X)=H^(X,\mathbb{C})\otimes_\mathbb{C}\mathbb{C}[q_1,\dots,q_r] $$ where \(q_i\) are the Novikov variables for a basis \(\{\beta_i\}\) of the effective cone of \(H_2(X)\) (the monomials \(q^\beta=\prod q_i^{\beta_i}\) track the curve classes), with the quantum product $$ \gamma_i\gamma_j=\sum_{\beta}\sum_{l}\langle\gamma_i,\gamma_j,\gamma_k\rangle_{0,\beta}\,g^{kl}\,\gamma_l\,q^\beta, $$ the structure constants being the genus-0 three-point GW invariants (\(g^{kl}\) the Poincaré dual metric). The quantum product is *associative** (a non-trivial consequence of the geometry of \(\overline{M}_{0,n}(X,\beta)\)).
Theorem (WDVV / associativity). The quantum product is associative: \((\gamma_i*\gamma_j)*\gamma_k=\gamma_i*(\gamma_j*\gamma_k)\). This is the WDVV equation, the boundary-stratum relation on \(\overline{M}_{0,4}(X,\beta)\): the two ways of degenerating a 4-pointed genus-0 stable map to a nodal curve (splitting \(\beta=\beta_1+\beta_2\)) give the same associativity identity.
The big quantum cohomology is the Frobenius manifold structure on \(H^*(X)\) from the genus-0 potential $$ F_0(t,q)=\sum_{\beta,n}\frac{1}{n!}\langle t,\dots,t\rangle_{0,\beta}\,q^\beta,\qquad \nabla_i\nabla_j\partial_{t^k}F_0=C_{ij}^{\;\;l}g_{lk}, $$ the Dubrovin–Givental Frobenius manifold (a unital, commutative, associative product \(\circ_t\) on each tangent space, the unit \(e\), the Euler / grading vector field, the flat metric). The associativity is the WDVV equation; the potential \(F_0\) is the prepotential.
| Equation | Statement | Geometric origin |
|---|---|---|
| WDVV (associativity) | \(\partial_i\partial_j\partial_m F_0\cdot g^{mn}\partial_n\partial_k\partial_l F_0=\) cyclic | boundary of \(\overline{M}_{0,4}\) |
| String equation | \(\langle 1,\gamma_1,\dots,\gamma_n\rangle=\sum_i\langle\gamma_1,\dots,\gamma_{i-1},\gamma_{i+1},\dots\rangle\) with shifted degrees | the unit in \(\overline{M}_{0,n+1}\) |
| Dilaton equation | \(\langle\psi_1,\gamma_1,\dots,\gamma_n\rangle=(n-2)\langle\gamma_1,\dots,\gamma_n\rangle\) | the cotangent at the dilaton point |
| Topological recursion relation (TRR) | \(\langle\psi_1^{k+1}\cdots\rangle_g=\sum\langle\psi_1^k\cdots\rangle_{g-1}\langle\cdots\rangle_0+\dots\) | the boundary of \(\overline{M}_{g,n}\) |
The mirror theorem (Givental / Lian–Liu–Yau)¶
The \(J\)-function (the A-model side) is the one-point descendant generating series $$ J(q,z)=1+\sum_{\beta\ne0}q^\beta\,\Big\langle\frac{\phi}{z-\psi}\Big\rangle_{0,\beta}^{\mathrm{red}}\in H^(X)\otimes\mathbb{C}[z^{-1}][[q]], $$ the *reduced** one-point invariant with the tangent insertion (the "frame"). The \(I\)-function (the B-model / mirror side) is the hypergeometric modification: for a toric variety \(X\) (or a CY hypersurface in a toric variety) with the Batyrev mirror, the \(I\)-function is the hypergeometric series $$ I(q,z)=z\,\frac{\prod_{\alpha}\Gamma(1+\alpha\cdot\beta+D/z)}{\prod_{\alpha}\Gamma(1+\tilde\alpha\cdot\beta+D/z)}\,q^\beta, $$ summed over \(\beta\), where \(\alpha\) ranges over the Mori cone generators (the \(I\)-function is a hypergeometric series in \(q\) with coefficients in \(H^*(X)\)).
Theorem (mirror theorem, Givental; Lian–Liu–Yau mirror principle). The \(J\)-function equals the \(I\)-function up to the mirror map: $$ J(\tau(q),z)=I(q,z),\qquad \tau(q)=\frac{I_1(q)}{I_0(q)} $$ (the mirror map \(\tau\) is the quotient of the two hypergeometric solutions \(I_0\) (the constant / log solution) and \(I_1\) (the non-constant solution); it identifies the A-model Kähler parameter with the B-model complex-structure parameter). The genus-0 GW invariants are extracted from the B-model period integrals.
| Mirror theorem status | Setting |
|---|---|
| Genus-0, toric CY (Givental, LLY) | proven; the \(J\)-/\(I\)-function equality + the mirror map |
| Quintic threefold (CdOGP, Givental) | the genus-0 mirror theorem; \(N_d\) from periods |
| Higher-genus BCOV (Bershadsky–Cecotti–Ooguri–Vazirani) | partly conjectural; the B-model recursion / holomorphic anomaly equations |
| Non-toric CY | open / partial |
See it¶
Quintic threefold genus-0 mirror theorem. Let \(X\subset\mathbb{P}^4\) be the quintic Calabi–Yau threefold (\(h^{1,1}=1\), the only Kähler parameter \(q\) tracking the degree). The \(I\)-function is the hypergeometric series (the Picard–Fuchs solution on the mirror) $$ I(q,z)=z\,q^D\sum_{d\ge0}q^d\,\frac{\prod_{k=1}^{5d}(5z+ kz)}{\prod_{k=1}^d (z+kz)^5}\cdot\frac{1}{z} = z\sum_{d\ge0}q^d\,\frac{(5d)!}{(d!)^5} $$ (up to the standard normalization, \(I_0(q)=\sum_d q^d\frac{(5d)!}{(d!)^5}\)). The mirror map is $$ \tau(q)=\frac{I_1(q)}{I_0(q)}=\frac{\log q}{5}+\sum_{d\ge1}q^d\,\frac{(5d)!}{(d!)^5}\cdot\frac{1}{I_0(q)}\cdot(\text{constant}) $$ (the quotient of the log / constant solutions of the Picard–Fuchs equation). The genus-0 three-point invariant (the Yukawa coupling on the B-side, identified with the A-model quantum product) is $$ \partial_\tau^3 F_0 = \frac{5}{\psi_0^3}\Bigl(1+\sum_{d\ge1}N_d\,\frac{d^3 q^d}{1-q^d}\Bigr), $$ the CdOGP formula for the number \(N_d\) of rational curves of degree \(d\) on the quintic (the multiplier \(d^3/(1-q^d)\) the multiple-cover formula, confirmed by mirror symmetry). The first values, extracted from the mirror B-model period computation: $$ N_1=2875,\qquad N_2=609250,\qquad N_3=317206375,\qquad N_4=242467530000,\dots $$ The key point: the number of rational curves on the quintic is computed from the period integrals on the mirror — the operational content of mirror symmetry at genus 0. The \(N_1=2875\) (lines on the quintic, classical) and \(N_2=609250\) (conics, predicted by mirror symmetry before the direct enumeration) were the historical confirmation.
Check¶
Sketch why the WDVV equation is the boundary-stratum relation on \(\overline{M}_{0,4}(X,\beta)\).
\(\overline{M}_{0,4}(X,\beta)\) has boundary divisors where the 4-pointed genus-0 curve splits as a nodal union \(C_1\cup C_2\) with \(p_i,p_j\) on \(C_1\) and \(p_k,p_l\) on \(C_2\), the class splitting \(\beta=\beta_1+\beta_2\). There are three such pairings \((ij|kl)\), \((ik|jl)\), \((il|jk)\). Integrating \(\mathrm{ev}_1^*\gamma_a\mathrm{ev}_2^*\gamma_b\mathrm{ev}_3^*\gamma_c\mathrm{ev}_4^*\gamma_d\) over \([\overline{M}_{0,4}(X,\beta)]^{\mathrm{vir}}\) and reducing to the boundary (where the VFC restricts to the fiber product over \(X\)) gives, on each boundary divisor, a product of two three-point invariants. The three pairings give three expressions for the same integral; equating them is the WDVV / associativity relation \(\sum_{\beta_1+\beta_2}\langle\gamma_a,\gamma_b,\gamma_m\rangle_{\beta_1}g^{mn}\langle\gamma_n,\gamma_c,\gamma_d\rangle_{\beta_2}=\) cyclic.
Why is the \(I\)-function a hypergeometric series, and what is the role of the mirror map?
The \(I\)-function is hypergeometric because the mirror family (the Batyrev / Greene–Plesser mirror of the toric CY) has Picard–Fuchs equations that are (generalized) hypergeometric — the periods are \(\sum_d q^d\frac{\prod\Gamma(\cdots)}{\prod\Gamma(\cdots)}\) from the GKZ / toric hypergeometric structure. The mirror map \(\tau=I_1/I_0\) is the change of variables identifying the A-model Kähler parameter (the coordinate \(q\) on \(\mathcal{M}_K\)) with the B-model complex-structure parameter (the period coordinate \(\tau\) on \(\mathcal{M}_{\mathrm{cx}}\)); without it, the \(I\)-function is a B-model period but not the A-model \(J\)-function — the mirror map is the identification of the two moduli.
Pitfalls¶
- The virtual fundamental class requires the perfect obstruction theory (Behrend–Fantechi); for the moduli without it (e.g. non-projective \(X\), or unstable maps), the VFC is not defined. The VFC is in \(\mathbb{Q}\)-homology, not \(\mathbb{Z}\) — the GW invariants are rational, not integer (the multiple-cover phenomenon).
- The genus-0 mirror theorem is for toric / CY (Givental, LLY); the non-toric case is open / partial (some Fano / complete-intersection cases, but no general theorem).
- The multiple-cover formula \(N_d q^d/(1-q^d)\) (the Faber–Pandharipande / Aspinwall–Morrison formula) is the genus-0 multiple-cover contribution; it is confirmed by mirror symmetry but the "bare" curve count (without the multiple-cover factor) is not the GW invariant directly.
- The descendant invariants (\(\psi_i\) insertions) are not just bookkeeping — they enter the WDVV / TRR relations and the mirror theorem (the \(J\)-function is a descendant series); do not reduce all invariants to primary ones.
- The higher-genus BCOV is partly conjectural — the holomorphic anomaly equations + the boundary conditions (the gap condition) reconstruct the higher-genus amplitudes but the full mathematical proof (the BCOV reconstruction) is partial.
- Novikov variables \(q_i\) are formal (the formal neighborhood of the large-radius limit); convergence of the GW series is not guaranteed (and often divergent), so \(QH^*\) is a formal deformation, not a convergent one.
Refs¶
- Kontsevich–Manin, "Gromov–Witten classes, quantum cohomology, and enumerative geometry" (CMP 1994)
- Li–Tian, "Virtual moduli cycles and Gromov–Witten invariants" (JAMS 1998); Behrend–Fantechi, "The intrinsic normal cone" (Invent. 1997)
- Givental, "Equivariant Gromov–Witten invariants" (IMRN 1996); Lian–Liu–Yau, "Mirror principle I–IV" (Asian J. Math. 1997–)
- Candelas–de la Ossa–Green–Parkes, "A pair of Calabi–Yau manifolds as an exactly soluble superconformal theory" (Nucl. Phys. B 1991)
- Cox–Katz, Mirror Symmetry and Algebraic Geometry (AMS 1999); Hori et al., Mirror Symmetry (Clay 2003)
Next¶
MS index · Foundations · Fukaya Category & HMS · SYZ & Gross–Siebert · Hitchin & Geometric Langlands · TG / moduli & enumerative — the tropical / log GW as the tropical limit / the Mikhalkin / Siebert–Nishinou correspondence · Symplectic / Floer · Kähler geometry · Algebraic geometry